A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD
CALIXTLAHUACA, MEXICO
Angela C. Huster and Michael E. Smith
We describe the development of a new chronology for the Postclassic site of Calixtlahuaca, Toluca, Mexico. We identify
three ceramic phases using discriminant analysis of decorated and plainware types. These phases are consistent with excavated stratigraphy, as well as a series of 54 radiocarbon dates. We then assign absolute dates to the phases using Bayesian
analysis of radiocarbon dates and historical information on the date of site abandonment. The resulting chronology identifies
three phases at the site: Dongu (A.D. 1130–1380), Ninupi (A.D. 1380–1450), and Yata (A.D. 1450–1530). We then discuss
the local and regional implications of the chronology. More broadly, our results demonstrate the utility of using multiple,
complementary methods for developing more precise chronologies.
Describimos el desarrollo de una cronología nueva para el sitio Posclásico de Calixtlahuaca, Toluca, México. Identificamos
tres grupos cerámicos por medio de la clasificación automática tipo k-means y del análisis discriminante de tipos sencillos y
decorados. Los grupos se definieron con base en la semejanza de los tipos cerámicos. Investigamos las relaciones estratigráficas
entre los grupos, y nuestro análisis confirmó que hay una secuencia cronológica entre ellos; es decir, los grupos son fases cronológicas. Luego presentamos 54 fechas de radiocarbono procedentes de nuestras excavaciones que también confirman las
relaciones estratigráficas entre las fases. Proponemos fechas absolutas para cada fase con base en el análisis bayesiano de
las fechas de radiocarbono y datos históricos sobre la fecha de abandono del sitio. La cronología resultante identifica tres
fases para el sitio: Dongu (1130–1380 d.C.), Ninupi (1380–1450 d.C.) e Yata (1450–1530 d.C.). Comparamos esta cronología
arqueológica con la cronología histórica de Calixtlahuaca y el Valle de Toluca. Finalmente, analizamos las implicaciones
locales y regionales de la nueva cronología. Los resultados iluminan el desarrollo cultural en el Valle de Toluca en la época
Postclásica. Más ampliamente, nuestros resultados demuestran la utilidad del uso de varios métodos complementarios para
el desarrollo de cronologías más precisas.
T
he questions archaeologists ask are increasingly outstripping the level of detail
provided by traditional chronologies. In
the case of the Aztec Empire, researchers interested in the process of imperial growth, or its influence on trade, immigration, or quality of life,
must be able to differentiate between the periods
before and after the Aztec conquest of a study
region. The Aztec Empire is a difficult target to
identify archaeologically; the Triple Alliance
formed in A.D. 1428 and fell to the Spanish in
A.D. 1521. As one moves closer to the boundaries
of the empire, the interval between the Aztec and
Spanish conquests becomes increasingly shorter,
falling below the 100- to 200-year span of most
archaeological chronologies used in the region.
In this paper we describe a new archaeological
chronology for the Late Postclassic provincial
site of Calixtlahuaca, aimed at investigating the
effects of Aztec conquest. The resulting chronology identifies three phases at the site: Dongu
(A.D. 1130–1380), Ninupi (A.D. 1380–1450),
and Yata (A.D. 1450–1530).
Calixtlahuaca
Calixtlahuaca is a Postclassic site in the Toluca
Valley of central highland Mexico (Figure 1).
Ethnohistorical data from native historical traditions and early colonial lawsuits indicate that the
site was the dominant political center within the
Toluca Valley prior to the conquest of the region
Angela C. Huster and Michael E. Smith 䡲 School of Human Evolution and Social Change, Arizona State University, P.O.
Box 872402, Tempe, AZ 85287-2402 (ahuster@asu.edu; Michael.E.Smith.2@asu.edu)
Latin American Antiquity 26(1), 2015, pp. 3–25
Copyright © 2015 by the Society for American Archaeology
DOI: 10.7183/1045-6635.26.1.3
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LATIN AMERICAN ANTIQUITY
[Vol. 26, No. 1, 2015
Figure 1. Site map with excavation locations.
by the Triple Alliance (Mexica or Aztec Empire)
in A.D. 1476. The region remained under Mexica
rule until the Spanish conquest in A.D. 1521. Calixtlahuaca is located on a hill known today as
Cerro Tenismo and at its maximum size covered
approximately 264 hectares. The site lacks the
single monumental core characteristic of many
Postclassic sites; instead, it features multiple clusters of monumental architecture, scattered from
the base to the summit of Cerro Tenismo.
The Calixtlahuaca Archaeological Project,
based at Arizona State University (ASU), conducted two seasons of fieldwork at the site. An
intensive surface survey in 2006 documented the
extent of occupation, and excavations in 2007
targeted a combination of domestic structures and
terraces. This focus complemented earlier work
on the monumental architecture by José García
Payón in the 1930s (García 1936, 1979). The
ASU project excavated a total of 27 locations
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
5
Figure 2. Typical excavated house.
across the site, nine of which exposed significant
domestic architecture (Figure 2). Descriptions of
the fieldwork can be found in Smith et al. (2009)
and Smith et al. (2013).
Chronological Background
Our work at Calixtlahuaca faced two difficulties
in establishing chronological phases. The first
was the relative rarity of superimposed construction phases or deeply stratified middens. The excavations revealed a high degree of residential
mobility within the site; these patterns are discussed in more detail below.
The second chronological problem was the
limited nature of previous chronological work in
the Toluca Valley. Based on his excavations in
the 1930s, García Payón proposed that Calixtlahuaca had been occupied from the Formative
period through the Spanish conquest. He described a scheme of four chronological periods
based on ceramic types and architectural stages,
but subsequent scholars (including us) have been
unable to replicate or verify this sequence. For
later excavations at Teotenango directed by
Román Piña Chan, Tommasi de Magrelli (1978)
and Vargas (1975) proposed a three-phase division of the Postclassic ceramics from that site.
They failed to provide any evidence (e.g., stratigraphy, ceramic counts, radiocarbon dates) supporting their sequence, and it has not been replicated or verified by us or by others. All previous
attempts at establishing ceramic chronologies in
the region include a high degree of type continuity
throughout the Postclassic, suggesting that relative type frequencies would be more useful than
phases based on their presence or absence.
Based on Smith’s 2002 study of the whole ceramic vessels excavated at Calixtlahuaca by García Payón (Smith et al. 2003), it seemed clear
that the major occupation of Calixtlahuaca dated
to the Middle and Late Postclassic periods. The
site lacks Early Postclassic tradewares such as
Mazapan red-on-buff, which is found widely
across the Toluca Valley (Sugiura 1998). In addition, it lacks the distinctive orange-on-white poly-
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chromes found at the Early Postclassic site of
Huamango north of the Toluca Valley (Piña
1981), or the types assigned to the Late Classic
and Epiclassic phases of the Teotenango chronology (Vargas 1975). The imported ceramics at the
site are primarily Late Postclassic or Middle-andLate Postclassic types from the Basin of Mexico,
including Aztec III and III/IV black-on-orange,
the Late Aztec variants of Guinda (polished redware) black-on-red, and Texcoco molded sahumadores (frying-pan incense burners) (Hodge and
Minc 1991). The only indication of a non-Postclassic occupation at the site was the recovery of
a few Classic-period Teotihuacán-style vessels
and a group of Xoo-phase (Epiclassic) Oaxacan
vessels from monumental contexts (Smith and
Lind 2005).
González and colleagues published two thermoluminescence dates of ceramics from unknown
proveniences within the site (González et al.
1999). These dates are A.D. 870 ± 80 and 1520 ±
90. The description of sherd selection suggests
that the researchers tried to use sherds dating
from different time periods, thereby increasing
the probability that their samples do not represent
the mean date of occupation or the date of highest
population density at the site.
Our approach to chronology building employed two steps. First, we generated a sequence
of ceramic phases using quantitative ceramic seriation supplemented by stratigraphic data and
ceramic cross-ties. Then we used Bayesian modeling of calibrated radiocarbon dates to assign
calendar dates to the ceramic phases.
Ceramic Seriation
Seriation is the process of chronologically ordering archaeological contexts based on the frequencies of artifact types or attributes. In most cases,
the technique is applied to pottery, although other
types of artifacts, such as jewelry and grave lots,
have also been seriated successfully. When applied to ceramics, seriation may use types, varieties, motifs, or attributes, depending on which
units are the most chronologically sensitive. Contexts may be grouped and ordered using a variety
of quantitative methods, including simple statistics, principal component analyses and k-means
clustering, and specially written seriation algo-
[Vol. 26, No. 1, 2015
rithms. These methods are used to create either a
continuous sequence of units or a series of groups
corresponding to archaeological phases. The sequence is then oriented chronologically based on
independent information, such as stratigraphy,
chronometric dates, or ceramic cross-ties with
other regions.
For Postclassic central Mexico, successful ceramic seriations have been carried out with both
types and attributes. Smith (1983) seriated Postclassic ceramics from Xochicalco and Coatetelco
in Morelos using 25 type counts and 7 ratios of
ordinal-scale attributes. Then Smith and Doershuk
(1991) applied the resulting ceramic phases to
domestic deposits at Cuexcomate and Capilco
using discriminant analysis based on 27 ceramic
types. At Yautepec, Hare and Smith (1996) selected 14 types that seemed to have chronological
significance and used them to seriate domestic
deposits, identifying four phases (Middle Postclassic, Late Postclassic A, Late Postclassic B,
and Early Colonial). At Chalco, Hodge (2008)
employed 60 types and variants to distinguish
three phases (Early, Middle, and Late Postclassic).
For surface collections from the Basin of Mexico,
Garraty (2009) used three attribute categories,
each with three to five possible states, to identify
five phases (Middle Postclassic through Early
Colonial). Because of the lack of prior work in
the Toluca Valley, we did not know which types
were likely to be chronologically significant. We
therefore began with a large number of variables.
Only three classes of types were excluded from
the seriation: eroded types, non-eroded types with
10 or fewer sherds in the core seriation sample
(described in more detail below), and types occurring only in a single context. This resulted in
the inclusion of 62 types in the seriation. Table 1
shows mean type frequencies for all types accounting for more than .01 percent of the ceramics
of any phase, including some types excluded from
the seriation. A few types included separately in
the seriation are combined into single entries in
the table.
The ceramic classification we have devised
for Calixtlahuaca defines types based on vessel
form, decoration, and paste, generally in that order. The general approach to classification is
based on Smith’s work at Aztec-period sites in
Morelos. The nature of ceramic categories is
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
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Table 1. Ceramic Type Frequencies by Phase.
Dongu
Type
In Seri.
Aztec imports
Aztec III black-on-orange bowls
Y
Aztec III/IV black-on-orange bowls
Y
Aztec black-on-red bowls
Y
Aztec black-on-red pitchers
N
Coarse orange jars
Y
Coarse orange basins
N
Copas
Y
Texcoco molded/filleted sahumadors Y
Texcoco fabric-marked salt vessels
Y
Aztec orange spinning bowls
N
Other imports
B-5 bowls
Y
B-11 bowls
Y
D-6 bowls
N
G bowls
Y
Redware bowls, other
N
Other decorated bowls
Y
Other decorated jars
Y
Plainwares
Eroded bowls
N
Plain bowls
Y
Ring-base bowls
Y
Eroded jars
N
Plain jars
Y
Thick-rim jars
Y
Comals
Y
Basins
Y
Plain pitchers
Y
Spoons
N
Local Decorated bowls
A-1 bowls
Y
A-3 bowls
Y
B-0 bowls
Y
B-1 bowls
Y
B-2 bowls
Y
B-4 bowls
Y
B-10 bowls
N
C-0 bowls
Y
C-1 bowls
Y
D-0 bowls
Y
E-0 bowls
Y
E-1 bowls
Y
E-3 bowls
Y
E-4 bowls
Y
E-5 bowls
Y
E-6 bowls
Y
E-7 bowls
N
E-8 bowls
N
E-9 bowls
Y
E-10 bowls
Y
E-11 bowls
Y
E-12 bowls
Y
E-13 bowls
Y
E-14 bowls
N
Ninupi
Yata
Mean
St Dev.
Mean
St Dev.
Mean
St Dev.
.06
.00
.05
.01
.01
.00
.01
.00
.07
.00
.25
.00
.15
.05
.03
.01
.02
.01
.25
.01
.36
.08
.26
.01
.01
.01
.02
.08
.32
.02
.63
.22
.49
.02
.04
.02
.05
.23
.97
.04
.80
.14
.39
.16
.10
.07
.07
.04
.50
.13
.89
.26
.45
.69
.36
.24
.13
.09
.60
.39
.04
.04
.02
.06
.00
.06
.02
.10
.14
.10
.15
.00
.19
.06
.06
.02
.00
.01
.02
.09
.04
.21
.04
.00
.02
.06
.28
.20
.02
.02
.00
.00
.00
.09
.16
.04
.08
.00
.01
.00
.22
.68
3.34
4.20
.01
32.86
39.61
.16
.04
.02
.02
.02
3.80
3.59
.05
24.86
25.87
.39
.11
.05
.06
.05
3.71
4.87
.04
3.80
37.71
.64
.43
.03
.07
.01
4.25
3.46
.21
19.27
2.62
.74
.74
.07
.29
.04
7.18
3.98
.01
41.18
2.63
.66
1.35
.03
.06
.04
5.99
5.78
.01
19.18
2.65
.60
1.71
.06
.14
.15
.28
.06
1.21
.13
.01
.00
.00
.02
.16
.07
1.39
.06
.06
.08
.45
.18
.01
.02
.26
1.44
.52
.05
.03
.03
.64
.15
.89
.40
.03
.01
.01
.06
.37
.23
1.02
.20
.20
.19
.54
.36
.04
.06
.29
1.31
.72
.18
.11
.14
.29
.01
1.79
.04
.07
.01
.01
.02
.28
.05
1.30
.10
.02
.02
.13
.04
.01
.01
.17
1.04
.25
.03
.03
.02
.26
.02
1.12
.09
.20
.03
.04
.07
.34
.14
.82
.21
.06
.05
.23
.06
.05
.04
.22
.67
.33
.12
.06
.05
.35
.03
1.91
.01
.04
.01
.01
.01
.17
.01
1.14
.06
.01
.01
.06
.08
.00
.00
.06
.75
.15
.04
.01
.00
.57
.09
.83
.03
.09
.02
.05
.03
.23
.02
.85
.16
.03
.03
.12
.18
.00
.02
.11
.64
.21
.08
.02
.01
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[Vol. 26, No. 1, 2015
Table 1 (continued). Ceramic Type Frequencies by Phase.
Dongu
Ninupi
Yata
Type
In Seri.
Mean
St Dev.
Mean
St Dev.
Mean
St Dev.
E-16 bowls
N
.03
.14
.00
.01
.02
.08
B or C bowl, uncertain
N
.00
.00
.01
.04
.01
.05
B or E bowl, uncertain
Y
.79
.84
.97
1.06
1.38
.64
Local decorated jars
B-0 jars
Y
.35
.76
.38
.42
.39
.39
D-0 jars
Y
.04
.12
.07
.21
.01
.02
E-0 jars
Y
1.11
1.02
.78
.59
.38
.41
E-2 jars
Y
1.75
1.61
1.22
1.15
.88
1.02
Eroded painted jars
N
.00
.00
.08
.44
.00
.00
B or E jar, uncertain
Y
.49
1.05
.63
.72
.50
.46
Local ritual forms
Biconical censers
Y
1.28
.93
1.52
1.25
1.08
.70
Other censers
Y
.16
.49
.11
.26
.07
.13
Large braziers
Y
.02
.06
.13
.39
.05
.12
Scored braziers
Y
.19
.40
.24
.37
.23
.32
Toluca Valley sahumadors
Y
.28
.54
.15
.27
.16
.31
Pyriform incised vases
N
.01
.05
.01
.02
.02
.08
Tlaloc jars
N
.01
.07
.00
.00
.02
.08
Miniature vessels
Y
.10
.33
.04
.08
.08
.10
Crude unfinished vessels
Y
.42
.44
.33
.39
.18
.17
Non-vessel ceramic items
Spindle whorls, Small
Y
.01
.03
.00
.01
.09
.38
Spindle whorls, large
Y
.06
.18
.12
.59
.13
.38
Figurines
Y
.09
.32
.17
.58
.43
1.03
Sherd disks
Y
1.40
3.38
1.35
4.63
1.99
5.65
Worked sherds
N
.01
.03
.01
.03
.02
.08
Water-worn sherds
Y
.00
.02
.02
.05
.01
.02
Rattle instruments
N
.01
.03
.01
.04
.07
.23
Wind instruments
Y
.08
.32
.06
.20
.04
.15
Pipes
N
.01
.04
.00
.01
.02
.04
Balls/Pellets
N
.02
.08
.02
.06
.04
.15
Cylinders (solid)
Y
.04
.16
.02
.07
.07
.23
Lip plugs
N
.00
.00
.00
.03
.02
.08
Chunks
N
.00
.02
.01
.04
.05
.16
Figurine molds
N
.00
.01
.03
.20
.02
.08
Adornos
N
.01
.03
.00
.01
.03
.10
Spikes
N
.00
.02
.01
.06
.02
.08
Uncertain
Eroded, uncertain
N
3.54
5.02
5.43
9.42
7.77
8.27
Vessel frag, form uncertain
N
.03
.07
.02
.04
.08
.16
Non-vessel frag, form uncertain
N
.05
.15
.08
.20
.08
.14
Hollow support or handle
Y
.25
.36
.37
.31
.25
.21
Note: Frequencies based on DS-3 sample, with averages and standard deviations calculated based on capas with more than
50 sherds.
based on previous work on Toluca Valley museum
collections by Smith (Smith 2001; Smith et al.
2003), modified for use with sherds rather than
whole vessels. Our classification currently consists of six major form categories (bowls, jars,
basins, comales [griddles], other vessels, and nonvessel objects), which are each divided into multiple types. Bowls (including simple, tripod, and
grater bowls) and jars include several families of
local ceramics, based on broad decorative similarities (e.g., red-on-buff is Family E, which contains about 15 individual types, while polychrome-on-white is Family C, which contains
four types; see Figure 3). A full list of the ceramic
types used by the Calixtlahuaca Archaeological
Project is available as Supplemental Table 1. Post-
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
9
Figure 3. Local and imported ceramic types. Aztec types (top row); B-5 and B-11 incised redwares (second row); local B,
C, and E types (bottom two rows).
classic ceramics from the Toluca Valley are often
referred to as Matlatzinca wares (e.g., Castillo
[1991]), but we do not use this term due to its
multiple meanings (see discussion below).
The Calixtlahuaca project excavations recovered approximately half a million sherds from
over 1,000 excavated lots (levels within an excavated grid square). Because of the variability in
the integrity of the excavated contexts, a smaller
sample was identified to serve as the core of the
seriation. We chose to use 168 lots of more than
50 sherds each from contexts directly associated
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LATIN AMERICAN ANTIQUITY
with house architecture, middens, or near-house
refuse scatters. These lots contain an average of
721 sherds each, and the sample as a whole contains over 121,000 sherds. These contexts include
most of the cases of directly superimposed strata.
For the remainder of this article, this sample is
referred to as the Core Seriation Sample (CSS).
Ceramic type counts for the CSS can be found in
Supplemental Table 2.
K-Means Cluster Analysis
The first method applied to the CSS to form
groups was k-means clustering. K-means is a
non-hierarchical clustering procedure that attempts to minimize the distance among cases
within clusters and to maximize the distance between clusters. Based on other central Mexican
Postclassic chronologies, we hypothesized that
the Calixtlahuaca ceramics would conform to
two, three, or four chronological phases. We
therefore ran three cluster analyses, one for each
of these hypotheses. Unfortunately, these clusters
were not supported contextually. Excavation lots
from the clusters were not consistently ordered
stratigraphically, and lots within the same stratigraphic layer would frequently be assigned to
several different clusters. While chronology is
often the single most distinctive dimension of
variation in archaeological ceramic assemblages,
it seems that temporal order was too obscured by
statistical noise in this dataset. This may be a result of the large number of types included in the
analysis, many of which were evidently not
chronologically sensitive. Because we view
stratigraphy as the most fundamental chronological marker, we abandoned this approach.
Discriminant Function Analysis
We next used imported ceramic types with known
chronological associations to divide the ceramics
into groups or phases, which we tested against
the stratigraphy. Of the imported types present at
the site, the Aztec black-on-orange types are the
most securely dated. In Morelos, Smith (1983)
found that the presence of imported Aztec III
black-on-orange is the most consistent marker of
the transition from the Middle to Late Postclassic
period. The Aztec black-on-orange found at Calixtlahuaca consists almost exclusively of tripod
grater bowls (molcajetes). We distinguished
[Vol. 26, No. 1, 2015
Hodge and Minc’s (1991) molcajete variants D
and E as Aztec III; variants H, M1, and M2 as
Aztec III/IV; and variant M4 as Aztec IV (Figure
4). Aztec orangeware sherds without enough decoration for a secure assignment were coded as
Aztec III. This is a conservative division, placing
only those cases with specific motifs in the Aztec
III/IV category and only those with clear naturalistic (and likely Spanish-derived) designs into
the Aztec IV category. As a ceramic type, Aztec
III appeared in the Basin of Mexico and in Morelos in the mid-1300s and remained in use until
the Spanish conquest (Hare and Smith 1996;
Nichols and Charlton 1996). The situation for
Aztec IV is less clear. The type has traditionally
been considered to post-date the Spanish conquest, and this category has often included most
of the variants that we separate out as III/IV, as
well as those that we coded as Aztec IV. With increasing research, it has become clear that at least
some variants of what has traditionally been
called Aztec IV were first produced several
decades prior to the Spanish conquest and continued to be produced after it as well (Charlton
et al. 2005). This transitional group has become
known as Aztec III/IV, although researchers do
not agree on exactly which variants fall into this
category. Based on current knowledge, production
of Aztec III/IV probably began around A.D. 1500
(Hodge 1998). Overholtzer (2014) also uses the
Aztec black-on-orange types as the basis for her
seriation of deposits at Xaltocan.
Based on these considerations, we used the
distribution of Aztec orangeware types to partition
the excavated lots. We divided the CSS into two
initial groups based on the presence and absence
of Aztec orangewares in each stratigraphic layer.
Given the near absence of the Middle Postclassic
orangeware types at Calixtlahuaca—Aztec I and
Aztec II black-on-orange—we assumed that all
Aztec orangeware sherds dated to the Late Postclassic, or possibly early colonial, periods. For
purposes of chronology building, we made the
heuristic assumption that each identifiable stratigraphic layer—which we called capas (see discussion below)—pertained to one and only one
chronological phase. We therefore assigned all
of the lots from a single stratigraphic layer to the
same group. The two original groups (with and
without Aztec orangeware sherds) were tested
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
11
Figure 4. Aztec III, III/IV, and IV black-on-orange types.
for internal coherence by running the discriminant
analysis and checking for lots that were switched
by the functions (based on overall type composition) from their original group (based on orangewares) to the other group. If most of the lots from
a single stratigraphic layer were switched to the
opposite group, the lots were either reassigned
or removed from the sample.
Once the two groups were “corrected” in this
manner, all other excavated lots with more than
50 sherds were added to the analysis, but not assigned to an a priori group. When used in this
manner, discriminant analysis will produce a
probability of that lot being a member of each
previously defined group. We then hand-examined the results and assigned all of the lots from
a single stratigraphic context to the most common
discriminant analysis phase assignment. In a few
cases, this resulted in the division of what had
been identified as a single stratum during excavation into two components. Strata with highly
ambivalent results (e.g., lots were assigned to
two or more phases in approximately even quantities, or a majority of lots showed approximately
even probabilities of belonging to two or more
phases) were coded as chronologically mixed.
The discriminant analysis and subsequent phase
assignment procedures produced stratigraphically
coherent and consistent results for two groups,
signaling the success of this approach. Based on
the presence and absence of Aztec orangewares,
the two groups could be interpreted as pertaining
to the Middle and Late Postclassic periods.
We next attempted to subdivide each group
into two finer phases. To do this, we returned to
the CSS. We first divided the CSS group containing Aztec orangeware into two subgroups:
one based on lots containing only Aztec III and
one based on lots containing Aztec III/IV (with
or without Aztec III). This produced a total of
three base groups. The procedure described above
was repeated using these three groups, and it
again produced stratigraphically logical results
for the three groups. No distinctions were made
between variants of Aztec black-on-orange suspected to have been imported from the Basin of
Mexico and those suspected to have been produced locally. Out of six households with material
dating to the last phase, three have very low frequencies of Aztec orangewares and other imports,
12
LATIN AMERICAN ANTIQUITY
meaning that the discriminant analysis is not simply dividing lots based on the types that we used
to create the base groups. We then attempted to
divide the Middle Postclassic group into two
phases, using the presence of various local types
via further k-means clustering. Although we tried
many combinations of variables, we could not
produce stratigraphically coherent results, so we
gave up trying to subdivide that group. The discriminant analysis probabilities for all analyzed
lots can be found in Supplemental Table 3. The
three phases resembled the Postclassic chronology at Yautepec (Hare and Smith 1996) in having
a single Middle Postclassic phase and two Late
Postclassic phases.
At this point, we were satisfied that we had
created a reasonable three-phase sequence for the
ceramics at Calixtlahuaca. We named the phases
Dongu, Ninupi, and Yata, from oldest to youngest.
The names of ceramic phases are drawn from the
three major non-Nahuatl languages traditionally
spoken in the Toluca Valley (García 1999). Dongu
is an Otomi term meaning “old house” or “abandoned house” (Hernández and Torquemada
2010:49; Lastra de Suárez 1989:218, 2008:312),
an appropriate name for the earliest phase at the
site. Ninupi is a Matlatzinca term meaning “wind”
or “air” (Basalenque 1975 [1642]:19; Escalante
and Hernández 1999:175), a nod to the well-known
Ehecatl temple at the site. The third phase name,
Yata, is taken from Mazahua and means “to divide”
or “to let fall,” often referring to houses (Kiemole
1975:350; Rodríguez 2010). We also identified a
small number of contexts with approximately even
probabilities of belonging to two adjacent phases,
and some contexts representing chronologically
mixed deposits. An attempt to include smaller lots,
with 30 to 50 sherds, produced inconsistent results,
demonstrating that this method of phase assignment is dependent on adequate sample size.
Stratigraphy
Stratigraphy is the backbone of our chronology.
We manipulated the ceramic data in various ways,
as described above, to produce clusters of types
that have a clear stratigraphic ordering. Once we
had defined the three phases, we undertook a detailed analysis of the stratigraphic relationships
of the phased ceramic lots. We recorded the phase
assignments on schematic depictions of the
[Vol. 26, No. 1, 2015
stratigraphy for each excavated unit. We call our
basic unit of cultural stratigraphy the “capa”: this
is a soil zone that pertains to a particular type of
depositional activity. Most capas appear to have
chronological integrity. For each capa, we tallied
the number of lots assigned to each of the three
phases. For most capas at the site, all constituent
lots phased to only one ceramic phase. For other
capas, we assigned the entire capa to the phase
of the greatest number of individual lots, in line
with our heuristic assumption that all capas pertained to a single phase.
This procedure is illustrated in Figure 5, a
Harris matrix of the stratigraphy in Unit 316, an
excavation of a house and surrounding area. Each
box is a capa or an architectural unit (floors and
walls). Capa labels are written in Times font to
the right (or below) each box. Architectural features are in boxes drawn with a heavier line. The
numbers inside the capa boxes indicate the number of excavated lots in that capa assigned to each
of the Dongu, Ninupi, and Yata phases (in that
order). The tally for the numerically dominant
phase for each capa is indicated in bold typeface.
Although this is our most complex and “messiest”
stratigraphic excavation, the results show
strong—but not perfect—stratigraphic support
for the seriation results.
Of the 17 capas in Unit 316 with at least one
lot included in the seriation, nine have lots from
a single phase. For five capas, one phase contains
at least twice as many lots as any other, and for
one capa the dominant phase has only one more
lot than a second phase. Two capas—the plow
zone and a stone floor deposit—produced inconclusive results; their two seriated lots were split
between two phases. When all of the capas were
assigned to their dominant ceramic phase, every
single case of a stratigraphic relationship between
capas of different ceramic phases (there are eight
such cases in Unit 316; see Figure 5) was in the
correct relative order. This result, which is replicated in other excavation units with stratigraphy
and multiple phases, provides strong confirmation
for the chronological integrity of the phases,
which were defined from ceramic data only. One
capa without stratigraphic relationship to any
other unit (Capa 7) is shown floating in the figure;
it is placed between the Dongu and Ninupi phases
based on its seriated lots.
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
13
Figure 5. Harris matrix with lot phase assignments based on ceramic seriation.
There are very few single-phase ceramic types
(Table 1). Instead, the phases are characterized
by differences in the relative frequencies of types.
There is a cluster of Basin of Mexico–style
types—late Aztec Guinda redwares, Texcoco fabric-impressed salt vessels, and comals—that increase sharply over time, from almost complete
absence in the Dongu phase to low but consistent
presence in the Ninupi phase and rapid increase
in the Yata phase. Among the non-Aztec types,
the D-group (red-on-white), and G-group (negative-on-natural), are low-frequency types that almost completely disappear after the Dongu phase.
Although we considered these types to be of local
origin for purposes of seriation, the provisional
results of our INAA sourcing suggest that some
of these earlier types may in fact be imported
from the southern or western portions of the
Toluca Valley (Stoner and Glascock 2013). The
C-group (polychromes-on-white) is one of the
few types to peak in Phase 4, although the group
is present in all phases. There is a general trend
toward a higher bowl-to-jar ratio and an increased
diversity of vessel forms over time.
Radiocarbon Dating
We obtained 54 radiocarbon dates from our excavations at Calixtlahuaca. This operation had
two goals: first, to test the integrity of the phases
based on ceramic seriation and attach them to
absolute dates; and second, to date terrace deposits that contained insufficient numbers of
sherds to include in the seriation or to otherwise
date with ceramics. All samples were processed
by the University of Arizona Accelerator Mass
Spectrometry Lab. The first 20 dates were
processed in 2006 as sample numbers AA78218–
AA78237, and the latter 34 dates were processed
in 2011 as sample numbers AA98717–AA98749.
The samples included 21 high-precision dates.
All of the samples consisted of carbonized or
partially carbonized wood or other plant matter.
The samples used in the chronology research described here were selected from household contexts with good ceramic seriation phase assignments (Table 2). A preliminary discussion of the
site chronology, based on the first set of 20 dates,
was published in Smith et al. 2013. The present
14
LATIN AMERICAN ANTIQUITY
[Vol. 26, No. 1, 2015
Table 2. Radiocarbon Dates.
Field no.
R-1
Lab no.
AA78218
Radiocarbon
Age (B.P.)
531 ± 31
δ13C %
-24.1
R-2
AA78219
420 ± 21
-24.2
R-3
R-4
AA78220
AA78221
584 ± 38
531 ± 21
-23.5
-23.8
R-5
AA78222
486 ± 36
-23.7
R-6
AA78223
410 ± 36
-24.5
R-7
AA78224
369 ± 37
-23.5
R-8
AA78225
366 ± 38
-24.3
R-9
R-10
R-11
AA78226
AA78227
AA78228
427 ± 21
733 ± 21
743 ± 65
-25.1
-25
-26.8
R-12
AA78229
633 ± 24
-25.7
R-13
AA78230
523 ± 21
-10.3
R-14
AA78231
495 ± 36
-23.8
R-15
AA78232
432 ± 36
-11.1
R-16
AA78233
695 ± 36
-23.8
R-17
R-18
AA78234
AA78235
916 ± 49
769 ± 51
-23.2
-18.5
R-19
AA78236
689 ± 37
-14.2
R-20
R-21
R-22
AA78237
AA98717
AA98718
954 ± 38
817 ± 35
404 ± 20
-24.9
-17.1
-24
R-23
R-24
AA98719
AA98720
455 ± 20
817 ± 66
-25.6
-12.5
R-25
AA98721
870 ± 35
-22.1
R-26
AA98722
574 ± 34
-22
R-27
R-29
R-30
R-32
R-33
R-35
AA98723
AA98725
AA98726
AA98728
AA98729
AA98731
912 ± 35
810 ± 35
909 ± 35
618 ± 35
1596 ± 26
118 ± 34
-24.6
-23.4
-12.1
-27.1
-24.5
-24.1
R-36
AA98732
649 ± 35
-25
Interval (A.D.
unless specified)
1314–1357
1387–1443
1435–1489
1604–1607
1296–1420
1327–1343
1394–1435
1329–1340
1396–1461
1429–1523
1572–1629
1446–1530
1538–1635
1447–1531
1538–1635
1431–1485
1253–1293
1157–1327
1343–1395
1287–1329
1341–1396
1329–1340
1396–1439
1327–1343
1394–1454
1415–1517
1595–1619
1258–1320
1351–1391
1025–1214
1160–1299
1371–1379
1262–1320
1350–1391
1015–1172
1163–1271
1440–1500
1601–1615
1420–1455
1042–1107
1117–1285
1044–1101
1119–1254
1299–1369
1381–1424
1031–1208
1167–1274
1034–1209
1290–1404
412–539
1678–1765
1773–1777
1800–1940
1279–1329
1340–1396
Probability
(%)
27.1
68.3
94.7
.7
95.4
9.1
86.3
1.7
93.7
76.5
18.9
50.7
44.7
49.0
46.4
95.4
95.4
83.6
11.8
39.3
56.1
3.5
91.9
4.0
91.4
88.5
6.9
67.7
27.7
95.4
94.6
.8
63.1
32.3
95.4
95.4
88.9
6.5
95.4
13.3
82.1
20.7
74.7
60.1
35.3
95.4
95.4
95.4
95.4
95.4
32.7
.7
62.0
43.8
51.6
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
15
Table 2 (continued). Radiocarbon Dates.
Field no.
R-37
R-38
R-39
R-40
Lab no.
AA98733
AA98734
AA98735
AA98736
Radiocarbon
Age (B.P.)
1160 ± 35
454 ± 34
765 ± 35
438 ± 34
δ13C %
-25
-24.7
-23.1
-9.7
R-42
AA98738
1925 ± 36
-19.8
R-43
R-44
AA98739
AA98740
600 ± 35
998 ± 21
-25.9
-25
R-45
AA98741
2352 ± 58
-20.1
R-46
R-47
AA98742
AA98743
618 ± 36
870 ± 35
-9.3
-23.7
R-48
R-49
AA98744
AA98745
618 ± 36
433 ± 35
-25.9
-24.5
R-50
AA98746
653 ± 35
-25
R-51
AA98747
390 ± 36
-26.2
R-52
AA98748
368 ± 24
-26.3
R-53
R-54
R-55
AA98749
AA98750
AA98751
351 ± 35
635± 36
436± 35
-10.9
-26
-23.6
R-56
AA98752
366± 35
-25.8
paper supersedes that chronological discussion.
Nearly all of the calibrated radiocarbon dates
fall into the Middle and Late Postclassic periods
(Figure 6). All dates were calibrated using OxCal
4.2.2 (Bronk Ramsey 2009) with atmospheric data
from Reimer et al. (2009). Excluding one contaminated modern date (R-28), the ranges on the
latest dates extend only a short distance into the
Early Colonial period. Four dates (R-33, 37, 42,
and 45) have a Formative- or Classic-period age.
All of these were from layers underlying cultural
strata or from gully fill. These dates most likely
Interval (A.D.
unless specified)
777–971
1410–1487
1211–1289
1415–1511
1601–1616
37–29 B.C.
23–11 B.C.
2 B.C.–140 A.D.
151–170
195–209
1295–1410
990–1045
1095–1120
1141–1148
751–686 B.C.
668–638 B.C.
621–615 B.C.
595–353 B.C.
294–229 B.C.
219–213 B.C.
1290–1404
1044–1103
1118–1253
1290–1404
1415–1516
1597–1618
1278–1329
1341–1396
1439–1525
1559–1632
1450–1525
1558–1632
1455–1636
1284–1399
1415–1514
1601–1617
1447–1530
1540–1635
Probability
(%)
95.4
95.4
95.4
91.5
3.9
.7
1.2
90.5
1.6
1.3
95.4
82.7
10.4
2.3
9.5
3.0
.3
76.0
6.2
.3
95.4
21.5
73.9
95.4
89.2
6.2
44.9
50.5
64.2
31.2
56.7
38.7
95.4
95.4
90.7
4.7
50.0
45.4
reflect naturally occurring, rather than culturally
produced, charcoal. Alternatively, they may represent a very limited, and now deeply buried or
eroded, Classic-period occupation of the site.
The dates associated with the three ceramic
phases do pattern chronologically, with a limited
degree of overlap near the phase boundaries. Issues of overlap between phases are complicated
by fluctuations in the calibration curve during
the Postclassic period, which produce multiple
intercepts or plateaus of approximately even probability for many of the dates. When the dates are
16
LATIN AMERICAN ANTIQUITY
[Vol. 26, No. 1, 2015
Table 3. Correlations between Ceramic Phases and
Radiocarbon Dates.
Radiocarbon Phase
Ceramic Phase
Pre-Dongu
Dongu
Ninupi
Yata
D/N/Y
Unknown
0
2
2
2
10
1
1
1
3
1
4
1
2
12
2
1
6
12
radiocarbon dates predate their ceramic associations (likely “old wood”); and two post-date their
ceramic associations (likely contaminated contexts; see Table 3). In order to clarify the relationship between the ceramic seriation groups
and absolute dates, we next turned to Bayesian
methods.
Bayesian Modeling
Figure 6. Radiocarbon calibration curves arranged by
phase. Stars mark dates that do not match the ceramic
phase assignment of the associated stratigraphic layer.
ordered chronologically by their single highestprobability intercept, they show a clear association with the groupings created by ceramic seriation. Of the 54 total radiocarbon dates, 39 are
from contexts that could be securely placed into
a ceramic phase. Of these 39 dates, 34 cases have
matching ceramic and radiocarbon phases; three
Bayesian methods have been rapidly gaining popularity in archaeological chronology building
across a wide range of regions and time periods
(Beramendi-Orosco et al. 2009; Higham and
Higham 2009; Overholtzer 2014; Zeidler et al.
1998). The methods are uniquely well suited to
archaeological dating, which usually includes a
mix of absolutely known factors (such as historical dates), relative contextual information, and
probability curves (such as radiocarbon or obsidian hydration calibrations). Bayesian methods
allow for the incorporation of all of these types
of data into a single model under controllable parameters. The model combines these multiple factors into a single probability curve. Curves may
be generated for either the length of a phase or
its beginning and end dates. In the case of Calixtlahuaca, they allow for the incorporation of
ceramic seriation data, radiocarbon dates, and
ethnohistoric information about the abandonment
of the site into the prediction of the absolute beginning and end dates for each phase. The first
two types of data have been discussed above.
The third, ethnohistoric documents, provides two
potentially relevant dates—the Aztec conquest of
Calixtlahuaca in A.D.1476 and the abandonment
of the site by Spanish decree in A.D. 1530. The
source of the latter date is discussed in more detail
in the next section of the paper. All Bayesian
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
analyses were performed using BCal, a publicly
available Bayesian program for archaeological
chronology (Buck et al. 1999).
We ran four sets of Bayesian analyses to predict the beginning and end dates for each phase,
referred to as Models 1–4. All four runs included
three ceramic-based groups of radiocarbon dates,
using only those dates that corresponded to ceramic assignments for their context (described in
the previous section). This resulted in 34 initial
dates, some of which were excluded from later
runs due to their probability of being outliers.
The date of A.D. 1476 for Aztec conquest was
not included in the models after preliminary runs
demonstrated that it was highly unlikely to correspond to the transition between the two Late
Postclassic phases. This was not unexpected, because in other regions in central Mexico there is
often significant economic and cultural interaction
with the Basin of Mexico prior to actual military-political conquest (Hare and Smith 1996).
The 1530 historic date for the abandonment of
the site was consistent with the preliminary dates
independently generated by the radiocarbon dates,
so we decided to include this date in the models.
It is modeled as a minimum end date for occupation at the site, on the premise that there must
have been some population remaining at the site
until at least 1530 to be moved by royal order.
Models 1 and 2 used all 34 radiocarbon dates
and assumed that the phases were independent
and abutting, respectively. Models 3 and 4 removed the earliest two radiocarbon dates as outliers and, again, assumed that the phases were
independent (model 3) and abutting (model 4).
When the phases are independent, as in models 1
and 3, the model treats the end date of one phase
as independent of the beginning of the next. This
produces the six curves seen in the graphs for
these models, showing the independently generated beginning and end of each of the three
phases. This allowed us to check for overlaps or
gaps in the time periods represented by the
phases. When the phases are assumed to abut, as
in models 2 and 4, the end of one phase must
correspond with the beginning of the subsequent
phase, and the radiocarbon dates from both periods are factored into determining the transition
date. This produces a set of only four curves—
the beginning of the Dongu phase, the
17
Dongu/Ninupi transition, the Ninupi/Yata transition, and the end of the Yata phase. Each analysis
was run a minimum of three times to check for
the effects of random noise resulting from resampling. None of the analyses produced variation of more than a few years between runs. The
dates presented here are from the median run for
each case, with the single highest probability
years noted at the top of the figure (Figure 7).
Outlier dates are a potential problem in
Bayesian models. In order to test the effect of individual dates on the phase ranges, we excluded
one or two dates from the ends of each phase
when the distribution of dates suggested that this
would be appropriate. The only case in which
this produced a significant shift in phase beginning or end dates is the beginning of the Dongu
phase. The exclusion of one date, R-44, results
in shift of about 110 years in the start date for the
occupation of the site, as can be seen by comparing runs 1 and 3 or 2 and 4 (Figure 7).
Comparisons of the paired independent and
abutting runs show consistent results. The highest
probability beginning and end dates for the sequence as a whole remain constant. In the independent models, the maximum probability intercepts for the dates for the end of the Dongu phase
and the beginning of the Ninupi phase have an
approximately 50-year gap between them. Despite this, the two independent probabilities do
show a large area of overlap. In the abutting
model, the phase transition falls at the recent end
of the date spectrum in the independent results.
The independent transition between the Ninupi
and Yata phases shows an opposite pattern, with
an approximately 30-year zone of overlap between the end of the Ninupi phase and the beginning of the Yata phase. The abutting versions of
the model place the Ninupi/Yata transition evenly
between the relevant independent variables. The
consistency between the independent and abutting
transitions supports the validity of the date groupings used in each phase.
We concluded that model 4 is the most reasonable. We chose abutting, rather than independent, phase dates for two reasons. First, there is
no stratigraphic or contextual evidence for a discontinuity in site occupation between the Dongu
and Ninupi phases. Second, the 30 years of overlap between the Ninupi and Yata phases are within
18
LATIN AMERICAN ANTIQUITY
[Vol. 26, No. 1, 2015
Figure 7. Bayesian phase length models 1–4.
the range of “fuzziness” usually accepted in phase
transitions, and a single transitional date is easier
to use for analytical purposes. We chose to exclude the earliest radiocarbon date from the
Dongu phase due to the high probability that it
was an outlier.
Relationship to the Historical Chronology
The central Mexican native historical chronicles
contain very little information about events and
processes in the Toluca Valley prior to the Spanish
conquest. Tomaszewsi and Smith (2011) review
mentions of Toluca Valley places in the standard
Basin of Mexico sources and create a six-period
chronology from the thirteenth century through
the Spanish colonial period. We have followed
Smith’s (1987) methodological precept of keeping
the archaeological and historical chronologies
separate until both have been analyzed on their
own. With the partial exception of the date for
the final abandonment of Calixtlahuaca (A.D.
1530), the historical chronology has played no
part in the derivation of our archaeological
chronology. In this section, we compare the outlines of the two chronologies (Figure 8); the full
implications of correlating the two records cannot
be drawn until more analyses of the excavation
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
19
Figure 8. Comparative regional chronologies.
results have been carried out.
Tomaszewski and Smith (2011) call the period
before A.D. 1330 “Legendary” because of the
difficulty of ascertaining historical accuracy from
the oral traditions of native history more than
two centuries prior to the Spanish conquest
(Smith 2007). The archaeological remains suggest
that Calixtlahuaca was founded during this period.
One of the major historical processes of the thirteenth century was the arrival in central Mexico
of Nahuatl speakers from Aztlan (Smith 1984).
The “Matlatzinca” (which means, in this context,
the “people of Matlatzinco” or “people of the
Toluca Valley”) are listed as one of the arriving
groups in eight of the twelve accounts of the Aztlan migrating groups.
The presence of the Matlatzinca in the Aztlan
lists can be interpreted two ways. First, perhaps
Nahuatl-speaking groups moved into the Toluca
Valley at that time, in which case the Valley was
heavily multilingual for the entire existence of
Calixtlahuaca. Our archaeological date for the
founding of the city—A.D. 1130—fits well with
the founding of many other Nahuatl city-states
in central Mexico (Smith 2008). The second interpretation of the presence of Matlatzinca in the
lists of Aztlan migrants is that this group was inserted into native historical accounts of the mi-
20
LATIN AMERICAN ANTIQUITY
grations in order to support Mexica claims of territory and dominance in the Toluca Valley. This
was the view of José García Payón (1941:19),
who identified this practice as an example of the
biased nature of Mexica political history. Postclassic material culture in the Toluca Valley shows
more similarities with preexisting local Late Classic and Epiclassic traditions than it does with
most contemporaneous Nahuatl-speaking areas.
If correct, this interpretation suggests that Nahuatl
speakers may not have moved into the Toluca
Valley in appreciable numbers until after the Mexica conquest in A.D. 1476.
The Tepanec empire (Santamarina 2006) straddles the Dongu and Ninupi archaeological phases.
The historical record contains little of note during
Period B, the early Tepanec empire. During the
reign of the Tepanec emperor Tezozomoc (Period
C, A.D. 1370–1428), several documents suggest
Tepanec conquests in the Toluca Valley, as well
as Tepanec ownership of some lands (Carrasco
1984; Santamarina 2006). Unfortunately, these
records say little about the city of Calixtlahuaca
or Matlatzinco. Period C lines up well with the
Ninupi phase.
Period D, corresponding to the early decades
of the Mexica empire, begins with the formation
of the Triple Alliance in A.D. 1428. The native
historical chronicles have little to say about the
Toluca Valley at this time. The next period (Period
E) begins with the conquest of Calixtlahuaca and
the Toluca Valley by the Mexica emperor Axayacatl in 1476. This event loomed large in the historical memory of the early colonial period, and
a number of lawsuits over colonial land and labor
turned on the question of political structure prior
to and after Axayacatl’s conquest (García 1999;
García and Jarquín 2006; Hernández 2011). These
documents provide information on Calixtlahuaca’s role as capital of the Toluca Valley.
They confirm that Calixtlahuaca is the same place
as the city called Matlatzinco in many sources,
and they provide the names of kings and dynasties, as well as other information about political
dynamics at the time. After A.D. 1476, Axayacatl
divided the Valley among his close relatives and
political allies, and many immigrants then moved
in from the Basin of Mexico. Period E is entirely
contained within the Yata archaeological phase,
which also includes several decades of Period D,
[Vol. 26, No. 1, 2015
prior to Mexica conquest.
Period E ends with the Spanish conquest of
A.D. 1521. Our initial reconstructions of the
Spanish colonial period suggested—from the archaeological remains alone—that the Yata phase
probably continued for a decade or two after A.D.
1521. Some ceramic figurines from the uppermost
levels of Yata deposits show clear European
themes, yet the standard archaeological markers
of early colonial central Mexican occupations at
urban sites—iron artifacts, glazed pottery, bones
from horse and cow—are lacking at the site. This
is not a definitive argument for an absence of
sixteenth century occupation, since Spanish traits
did not show up at some rural Aztec sites in the
Teotihuacan Valley until a century after the Spanish conquest (Charlton et al. 2005). But these
new features were present at Spanish urban centers such as Yautepec and Mexico City, and Calixtlahuaca was part of the Spanish town of Toluca,
included in the land grant to the conqueror Cortés
(the “Marquesado del Valle”). Thus we expected
to find the new material culture if there had been
significant early colonial deposits at Calixtlahuaca. In addition, the Bayesian models all
showed that the probability of an end date after
A.D. 1530 drops very quickly.
In 2013, prior to the Bayesian modeling described above, we learned of documentary evidence that the occupation of Calixtlahuaca ended
around A.D. 1530 or shortly thereafter. Dr. René
García Castro provided Smith with a microfilm
copy of a colonial lawsuit from A.D. 1598, and
Dr. Raymundo Martínez kindly arranged for the
paleography of key passages. One such passage
reads:
The Indians who were in the lands of the capital
city Calixtlahuaca later populated and built the
church and monastery of San Francisco in the
city of Toluca. After the Marquis had taken
possession, the friars of that monastery forced
the Indians who were in Calixtlahuaca to move
to the city of Toluca [Marquesado 1598:f482v;
translation by Smith].
The Marquis was Hernan Cortés, who received
the title “Marquis del Valle de Oaxaca” in Spain
in A.D. 1529 and arrived to take possession in
Toluca (one of the cities included in the Marquesado, the territory associated with the title) be-
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
21
tween A.D. 1530 and 1532. Armed with this historical date that confirmed our initial archaeological supposition, we used A.D. 1530 as the
minimum end date for the Yata phase in the
Bayesian modeling.
Discussion
The chronology described in this paper has significance for continuing research at Calixtlahuaca,
for central Mexican chronologies, and for the
general issue of chronological refinement in
Mesoamerican archaeology.
Local Significance
Our new ceramic phases and their placement in
time will permit a variety of inferences about the
development and demise of the city and polity of
Calixtlahuaca. Many of these analyses are still
ongoing, and it would be premature to discuss
them here. One finding that does stand out, however, is the relatively high level of apparent residential mobility within the site. As shown in Figure 9, many houses and terraces were abandoned
at the end of each phase, and others were newly
occupied. Although we cannot trace the movements of individual households, the most likely
explanation is that households moved periodically
within the urban center. This pattern presents a
strong contrast to houses at contemporaneous
sites in Morelos, where Smith found a very high
level of continuity in house occupation across
phases (Smith 1992; Smith et al. 1999). The significance of the low level of residential continuity
at Calixtlahuaca is still unclear.
Broadly, material culture at Calixtlahuaca became increasingly similar to that of the Basin of
Mexico over time. Imported and local variants
of Aztec-style ceramics increased. Ceramics indicators related to food preparation practices,
such as comales and bowl-to-jar ratios, shifted
toward Basin frequencies. The frequency of green
obsidian increased. Nonetheless, for all of these
markers, the basic domestic assemblages are still
far more similar to earlier phases at the site than
they are to Aztec-period domestic assemblages
in the Basin of Mexico.
Regional Implications
Our new chronology provides for the first time a
Figure 9. Continuity of occupation by excavation unit.
rigorous chronology for the Middle and Late Postclassic time periods in the Toluca Valley. This
advance not only improves archaeological knowledge of the Toluca area, but also helps resolve
other chronological issues in central and westcentral Mexico. One of the major contributions
focuses on the well-known Aztec black-on-orange
typology. The dating and degree of chronological
overlap among Aztec orangeware types is a long-
22
LATIN AMERICAN ANTIQUITY
standing topic of investigation within central
Mexican archaeology (Charlton 1996; Hodge et
al. 1993; Overholtzer 2014; Parsons 1966; Vaillant 1938). Because the presence or absence of
these types is often used to mark chronological
change, shifts in the dating of the types have
larger implications for the dating of central Mexican sites.
With ongoing investigation, it has become
clear that there is a temporal overlap between
many of the types in the sequence, as well as
some geographic variation in the periods of use.
Our results provide new chronometric dates for
the Aztec III and Aztec III/IV black-on-orange
ceramic types and, thus, additional support for
their chronological usefulness in central Mexico.
The appearance of Aztec III in the Ninupi phase
is slightly later than in the Basin of Mexico and
in Morelos, as might be expected from a provincial region that did not participate in the development of the type. The continued use of Aztec
III during the Yata Phase is consistent with sites
in the Basin of Mexico.
The widespread use of Aztec III/IV during the
Yata phase pushes back the likely dates for the
development of the type a full half-century before
the date of A.D. 1500 proposed by Hodge. The
earlier date is consistent with excavations in
Yautepec, Morelos, where the type is present in
Molotla-phase (A.D. 1440–1540) deposits (Hare
and Smith 1996). This may have implications for
the relative dating of material from the Basin of
Mexico, where Aztec III/IV has been identified
in survey (Parsons 2008) and in reconstructed
historical excavations (Garraty 2013) that lack
associated absolute dates. The Aztec orangeware
at Calixtlahuaca firmly supports the hypothesis
that the cluster of motifs characterized as Aztec
III/IV is a chronologically distinctive and sensitive variant within the central Mexican Aztec orangewares.
In addition to the refinement of the Aztec
black-on-orange type sequence, this chronology
also offers the first absolute dates for most Postclassic Toluca Valley ceramic types. While additional work will be necessary to determine regional (e.g., Sugiura 2005) or urban/rural
variation in the periods of use of particular types,
the general patterns presented here will allow
more accurate dating of surveyed sites in the
[Vol. 26, No. 1, 2015
Toluca Valley and other areas where the types
appear as tradewares. One particular case where
this chronology may be of interest is in the dating
of the Cumbres phase, a group of site unit intrusions at the Ucareo obsidian source (Hernández
and Healan 2008).
Methodological Implications
Our methods of chronology building are not innovative. Seriation, stratigraphic analysis, and radiocarbon dating are all time-honored methods,
and Bayesian analysis of calibrated radiocarbon
dates is fast becoming a standard archaeological
approach. Yet for Postclassic sites in northern
Mesoamerica such methods are rarely honored
in practice. Lisa Overholtzer’s (2014) radiocarbon-based sequence for Xaltocan is the first new
and strongly supported chronological advance for
the Aztec-period Basin of Mexico in many
decades. We need many more cases of targeted
chronology building that incorporate radiocarbon
dates, seriation, and other methods.
Our results demonstrate the importance of using multiple lines of evidence to create a rigorous
excavation-based chronological sequence. We attribute our success to several analytical decisions,
including a focus on ceramic types rather than
attributes and the use of a wide range of types in
ceramic seriation, rather than one or two marker
types. Furthermore, our research shows the utility
of Bayesian methods in the development of refined archaeological chronologies and the potential to apply such methods outside of deeply stratified sites.
Acknowledgments. The research presented in this paper was
supported by NSF grants awarded to Smith for fieldwork
(Urbanization and Empire at the Aztec-Period site of Calixtlahuaca, Award #0618462) and analysis (The Urban Economy
of Aztec-Period Calixtlahuaca, Award #0924655), and an
NSF Dissertation Improvement Grant awarded to Huster (Effects of Aztec Conquest on Provincial Commoner Households
at Calixtlahuaca, Mexico, Award #1205738). Institutional
support was provided by Arizona State University and El
Colegio Mexiquense, where our field lab is located. We thank
Arqlga. Teresa García García, Director of the Centro INAH
Estado de México, for her help during the fieldwork. Juliana
Novic, Aleksander Borejsza, and the rest of the archaeologists
and local workers in the field crew made the project possible.
Our crew of able lab assistants from the village of Calixtlahuaca completed much of the basic ceramic classification
and data entry. Justin Mortensen performed the Bayesian
analyses and created the resulting figures. We thank René
Huster & Smith]
A NEW ARCHAEOLOGICAL CHRONOLOGY FOR AZTEC-PERIOD CALIXTLAHUACA
García Castro and Raymundo Martínez for help with documents and paleography. Lisa Overholtzer kindly shared an
unpublished paper on the Xaltocan chronology. The comments
of two anonymous reviewers and Geoffrey Braswell helped
us to improve the clarity of our argument.
Data Availability Statement. The radiocarbon dates analyzed
in this paper are officially reported here. The ceramic type
list used by the Calixtlahuaca Archaeological Project, ceramic
type counts for the CSS, and discriminant analysis probabilities for each lot are available as supplemental materials accompanying this article. Spreadsheet versions of these files
will be provided by the authors upon request. The complete
ceramic database of the project will be uploaded to tDAR in
2015 as part of the data management plan. The artifacts recovered by the project are curated at the Colegio Mexiquense
in Toluca, Estado de México, México.
Supplemental Materials. Supplemental materials are linked
to the online version of this paper, which is accessible via the
SAA member login at www.saa.org/members-login.
Supplemental Table 1. A complete list of type codes and
names used by the Calixtlahuaca Archaeological Project,
arranged by vessel type.
Supplemental Table 2. Ceramic type counts by lot for all
Core Seriation Sample (CSS lots). The table includes only
those types with more than 10 sherds in the CSS. In cases
where multiple types were combined for the discriminant
analysis in the article, they are presented here as combined
counts. A spreadsheet version of this table will be presented
upon request.
Supplemental Table 3. Discriminant analysis distances
and group assignment probabilities for all excavated lots with
more than 50 sherds.
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